The Proposed SEC Clawback Rule: A Photo Essay

Thanks to everyone who made our panel discussion last week such a success!

They say that a picture is worth a thousand words. And that’s true even with respect to the Securities and Exchange Commission’s proposed clawback rule.

Last week, together with our friends at Wolters Kluwer, we hosted a panel discussion on the clawback rule at the Harvard Club. The following panelists participated (with ATL editor Joe Patrice as moderator):

  • Ralph Ferrara, a securities litigation partner at Proskauer and former general counsel of the SEC;
  • Marc D. Powers, head of the securities litigation practice at BakerHostetler; and
  • Thornton McEnery, senior editor of Dealbreaker, the finance-focused website of Breaking Media.

To learn what the panelists had to say, read our prior write-up. To see the proceedings, scroll through these photos (photos by Meghan Uno; click to enlarge):

Once again, thanks to Wolters Kluwer’s RBsourceFilings for sponsoring this excellent event. Thanks also to speakers, our guests, and Marino Legal Academy for providing CLE. We hope to see many of you at other events in the future!

Earlier: Is The Proposed SEC Clawback Rule A Mistake? Some Expert Perspectives